- The Problem
- Leave to remain outside the Rules v Appendix FM and Paragraph 276ADE(1) applications
- Power of the Secretary of State to grant leave to remain outside the Rules
- Reasons for application
- Leave to remain outside the Rules- application process
- What the Home Office should do- problems with the current application process
- Duration of grant of leave to remain outside the Rules
- Conditions of grant of leave outside the Rules- No recourse to public funds
- No recourse to public funds- the way round this relying on the Discretionary Leave Policy
- Grant of leave to remain under the Discretionary Leave Policy
- Refusal or mere deferral on basis that circumstances are short lived
- Refusal and right of appeal
- Leave to remain- Article 3 medical condition cases
- Carers concession
- Applying to lift the no recourse to public funds condition
There are reports that a million undocumented migrants could go hungry because of the coronavirus pandemic – https://www.theguardian.com/world/2020/mar/23/million-undocumented-migrants-could-go-hungry-say-charities:
- Approximately a million undocumented migrants living under the radar in the UK could be at risk not only of contracting Covid-19 but also of starvation because of the crisis created by the pandemic, charities have warned.
- A report published in November 2019 by the Pew Research Center, a Washington thinktank, estimates that there could be between 800,000 and 1.2 million of these migrants currently in the UK.
- Asylum seekers with an active claim receive meagre support from the Home Office – £37.75 per week – to buy food and other essentials and no-choice accommodation. However, the vast majority of those whose cases have been refused receive no support at all.
- They are not allowed to work and survive thanks to a network of charities who provide survival packages of cooked meals at day centres, food parcels, secondhand clothing and supermarket vouchers. However, these charities have closed their day centres because of the pandemic.
- Haringey Migrant Support Service has created an emergency fund for its homeless and destitute migrant visitors who they were previously supporting with food bank vouchers, food parcels and clothes. They were also providing lunch at their drop-in centres, which are not currently operating during the pandemic.
- It is unclear whether an initiative due to be announced on Monday to house homeless people in empty hotels will include destitute migrants or only British street homeless people. The latter have access to housing and other benefits, the former do not”.
The UK government has the ability to regularise the
immigration status of those in the UK without leave to remain, yet despite the
pandemic and its devastating effects, the government remains silent, inactive
on this particular issue.
Yes, suspending the eviction of failed claimants from
asylum supported accommodation sounds like a whole lot of positive action
but it actually isn’t. It’s merely
keeping the status quo. Where else were these people supposed to go? They are currently
These are not concessions to the undocumented but
something that should and would have been demanded by those representing those
rendered vulnerable due to current circumstances.
As a practical matter, it was expected there would
come a point when UKVI Liverpool would stop taking Further Submissions provided
in person. Until a few years ago, further
submissions were sent by post to the Home Office. The government should not be
applauded for instituting lodgement of submissions via a designated email
address- they were bound to take a step back on in-person submissions, sooner
rather than later. Where the government subsequently seeks once again to
unnecessarily tighten up the procedure and revert to the position prior to 18
March 2020, there should be demands for justification of such action.
The current position includes extensions of visas to 31 May 2020 where leave expires between 24 January 2020 and 31 May 2020, if a person cannot leave the UK because of travel restrictions or self-isolation related to coronavirus (COVID-19).
For those that are applying to
stay in the UK , current Home Office guidance states, “During these unique
circumstances you’ll be able to apply from the UK to switch to a long-term UK
visa until 31 May. This includes applications where you would usually need to
apply for a visa from your home country. You’ll need to meet the same visa
requirements and pay the UK application fee. This includes those whose leave
has already been automatically extended to 31 March 2020”.
The Government needs to go further. Leaving the undocumented in limbo,
unregularized and unable to access essential services, fails to recognise that
in current circumstances the undocumented are human, human enough to be treated
equally as British citizen themselves in matters of life and death.
Those wishing to regularise their immigration status should not wait endlessly but seek to submit leave applications relying on their circumstances and requesting that leave be granted.
(2)LEAVE TO REMAIN OUTSIDE THE RULES v APPENDIX FM AND PARAGRAPH 276ADE(1) APPLICATIONS
There is a difference between applications placing
reliance upon the Immigration Rules and those, forming the basis of discussion,
which place reliance on exceptional compelling and compassionate circumstances/factors
outside the Rules.
From 1 April 2003 to 9 July 2012, the majority of
applications which fell outside the Immigration Rules in the UK were considered
within the discretionary leave criteria, which (along with humanitarian
protection) replaced exceptional leave to enter or remain. This included cases
on family, private life, medical and other European Convention on Human Rights
On 9 July 2012 and 10 August 2017, legislation was
changed to bring the majority of family and private life cases under part 7
paragraph 276ADE(1) and Appendix FM of the Immigration Rules.
In all family and private life cases, the Home office will consider whether the Immigration Rules are otherwise met and if not, will go on to consider whether there are exceptional circumstances which would render refusal a breach of ECHR Article 8 because it would result in unjustifiably harsh consequences for the applicant or their family. Each application is considered on its merits and on a case-by-case basis taking into account the individual circumstances.
(3)POWER OF THE SECRETARY OF STATE TO GRANT LEAVE TO REMAIN OUTSIDE THE RULES
The Secretary of State has the power to grant leave on
a discretionary basis outside the Immigration Rules from the residual
discretion under the Immigration Act 1971.
An application for leave to remain outside the
Rules can be granted on compelling compassionate
grounds where the Home Office decides that the specific circumstances of the
case includes exceptional circumstances. These circumstances will mean that a
refusal would result in unjustifiably harsh consequences for the applicant or
their family, but which do not render refusal a breach of ECHR Article 8,
Article 3, refugee convention or other obligations.
It is arguable that the Secretary of State’s own
Policy Guidance was formulated to cater for current circumstances, ie Leave outside the Immigration Rules, Version 1.0, 27 February 2018.
Although the Leave to Remain Outside the Rules( LOTR) Guidance states:
“A grant of LOTR should be rare.
Discretion should be used sparingly….”
there are other parts of the Guidance upon which
reliance can be placed:
“Reasons to grant LOTR
Compelling compassionate factors are,
broadly speaking, exceptional circumstances which mean that a refusal of entry
clearance or leave to remain would result in unjustifiably harsh consequences
for the applicant or their family, but which do not render refusal a breach of
ECHR Article 8, refugee convention or obligations. An example might be where an
applicant or relevant family member has experienced personal tragedy and there
is a specific event to take place or action to be taken in the UK as a result, but
which does not in itself render refusal an ECHR breach.
Where the Immigration Rules are not met,
and where there are no exceptional circumstances that warrant a grant of leave
under Article 8, Article 3 medical or discretionary leave policies, there may
be other factors that when taken into account along with the compelling
compassionate grounds raised in an individual case, warrant a grant of LOTR.
Factors, in the UK or overseas, can be raised in a LOTR application. The
decision maker must consider whether the application raises compelling
compassionate factors which mean that the Home Office should grant LOTR. Such
factors may include:
• emergency or unexpected events
• a crisis, disaster or accident that
could not have been anticipated
LOTR will not be granted where it is considered reasonable to expect the applicant to leave the UK despite such factors. Factors, in the UK or overseas, can be raised in a LOTR application. These factors can arise in any application type”.
The coronavirus is a crisis, a disaster that could not have been anticipated. How the current circumstances and the effects flowing from the pandemic may potentially affect the country conditions in the country of return justifying a leave application, is dealt with below.
(4)REASONS FOR APPLICATION
Any compelling compassionate factors that an applicant
wishes to be considered, including documentary evidence and the period of leave
required or requested would need to be raised within an application.
A basis of application as clarified above and also set out further below could place reliance on the following:
- Exceptional circumstances outside the Rules – a refusal of leaveto remain would result in unjustifiably harsh consequences for the applicant or their family
- Article 8 of the ECHR within the Rules- although the applicant has lived continuously in the UK for less than 20 years, there would be very significant obstacles to the applicant’s integration into the country to which he would have to go if required to leave the UK( due to conditions in the country of return)
- Article 3 medical condition grounds
- Carers Concession Policy
(5)LEAVE TO REMAIN OUTSIDE THE RULES- APPLICATION PROCESS
If an applicant in the UK wishes to be considered
solely outside the Immigration Rules, they should apply using the further leave
(human rights other) (FLR (HRO) application form or further leave (Immigration
Rules) (FLR(IR) form.
Applicants should indicate that they are applying for
other purposes not covered by other application forms and should provide
details, including any relevant documentary evidence explaining in more detail
why they are seeking leave to remain on compelling compassionate grounds.
Where the applicant is not subject to a fee exemption,
they must pay the relevant application fees and charges.
If an applicant in the UK wishes to be considered for a grant of indefinite leave to remain (ILR) outside the Immigration Rules, they should apply on form SET(O).
(6)WHAT THE HOME OFFICE SHOULD DO- PROBLEMS
WITH THE CURRENT APPLICATION PROCESS
UK Visa and Citizenship Application Centres (UKVCAS), Post Office
enrolment services and Service and Support Centres (SSCs) are temporarily
closed because of coronavirus (COVID-19). Applicants cannot book an
The Home Office should set up a new simplified procedure to enable submission of an
application/request for leave to remain outside the Rules via a designated
email address through which submission of representations and supportive documentation
can also be done.
Some applicants are unable to make provision of the
required Home office application fee (£1033.00 per applicant) and NHS Health
Surcharge( £1000 per applicant).
The online application procedure, beginning from the on-line fee waiver application process to actual submission of the online substantive application form appears redundant currently, not fit for purpose.
The fee waiver application process requires supportive
documentation to be sent to a designated Home Office postal address, with a
decision made usually within 3 to 6weeks. That’s too long a process where individuals
require urgent decisions on applications made.
Even with online submission of a form, currently there
are no appointments to be obtained to enable the application process to
The Home Office should urgently be providing a designated email address so that consideration of applications can be made and decisions notified.
(7)DURATION OF GRANT OF
LEAVE TO REMAIN OUTSIDE THE RULES
The Secretary of State’s Policy is that the period of grant of leave to remain outside the rules
should be of a duration that is suitable to accommodate or overcome the
compassionate compelling grounds raised and no more than necessary based on the
individual facts of a case.
The Home Office position is that most successful
applicants would require leave for a specific, often short, one-off period.
Indefinite leave to enter or remain can be granted
outside the rules where the grounds are so exceptional that they warrant it.
Such cases are stated as likely to be extremely rare. The length of leave will
depend on the circumstances of the case.
Applicants who are granted leave to remain outside the Rules are not considered to be on a route to settlement (indefinite leave to remain) unless leave is granted in a specific concessionary route to settlement.
(8)CONDITIONS OF GRANT OF
LEAVE OUTSIDE THE RULES – NO RECOURSE TO PUBLIC FUNDS
Home Office Guidance,
Leave outside the Immigration Rules, Version 1.0, 27 February 2018 provides
that where leave is granted outside the
“Conditions for limited leave should be no recourse to public funds, no work and no study. Any deviation from this should be rare and only where there is sufficient evidence to show why such conditions should not be applied”.
(9)NO RECOURSE TO PUBLIC FUNDS- THE WAY
ROUND THIS RELYING ON THE DISCRETIONARY
The Secretary of State’s Policy Guidance Discretionary leave, provides relevantly:
……..The circumstances in which someone may
be granted leave for exceptional (non-family or private life) reasons are
covered either by the policy on Leave outside the Rules (LOTR) for non-Article
8 reasons or this DL instruction.
3.1 Key principles
Discretionary Leave (DL) must not be
granted where an individual qualifies for leave under the Immigration Rules or
for Leave outside the Rules (LOTR) for Article 8 reasons. It only applies to
those who provide evidence of exceptional compassionate circumstances or there
are other compelling reasons to grant leave on a discretionary basis”.
Applicants should apply for leave and specifically request a grant of
Discretionary Leave to Remain. This is
most relevant as the conditions under which leave is granted are more
favourable, allowing recourse to public funds:
“Section 4: Granting or refusing leave
4.3 Recourse to public funds, work and
Those granted DL have recourse to public funds and no prohibition on work. They are also able to enter higher education. However, those on limited leave are not eligible for higher education student finance under existing Department of Business, Innovation and Skills regulations. In addition, a study condition applies to all adult temporary migrants granted DL which prohibits studies in particular subjects without first obtaining an Academic Technology Approval Scheme (ATAS) clearance certificate from the Counter-Proliferation Department of the Foreign and Commonwealth Office (FCO). Those granted DL who are aged 18 or will turn 18 before their limited leave expires will, in addition to any other conditions which may apply, be granted leave subject to the requirements set out Part 15 in the Immigration Rules”.
(10)GRANT OF LEAVE TO
REMAIN UNDER THE DISCRETIONARY LEAVE POLICY
Where Discretionary Leave is granted, Home Office Policy Guidance
states that the duration of leave must be determined by considering the
individual facts of the case but leave should not normally be granted for more
than 30 months (2 and a half years) at a time.
When a person is granted an initial period of
discretionary leave, this does not necessarily mean they will be entitled to
further leave or to settlement. Subsequent periods of leave may be granted
providing the applicant continues to meet the relevant criteria set out in the
published policy on Discretionary leave applicable at the time of the decision.
From 9 July 2012, those granted Discretionary Leave
must normally have completed a continuous period of at least 120 months’
limited leave (i.e. a total of 10 years, normally consisting of 4 separate 2
and a half year periods of leave) before being eligible to apply for
Separate arrangements exist for those granted an initial period of 3 years’ Discretionary Leave prior to 9 July 2012.
(11)REFUSAL OR MERE
DEFERRAL ON BASIS THAT CIRCUMSTANCES ARE SHORT LIVED
Both Guidance, Discretionary leave and Leave outside the Immigration Rules, contemplate factors being raised which may be sufficiently short lived, such that it might be proportionate to refuse
the application or claim and give an
undertaking not to remove the individual or expect them to leave the UK
voluntarily until the circumstances have changed.
Where it is considered that the person can leave the
UK within a short time of the date of decision, Home Office Guidance states
that it will normally be appropriate to refuse the application or claim
outright, not grant a period of leave to remain outside the Rules and defer
removal until such time as it is possible.
It is however not known how long the pandemic or
lockdown will last.
been braced to expect a partial lockdown of society “for six months or longer”,
following another sharp rise in the number of coronavirus deaths. Only “some”
of the harsh restrictions will be lifted in the weeks to come, the deputy chief medical officer warned – even
if a review after Easter judged they are working . “Three weeks for review, two or three months
to see if we’ve really squashed it,” Dr Jenny Harries told a Downing Street press
conference.Download the new Independent
Premium appSharing the full story, not just the headlinesDownload now “But three to six months, ideally – but lots
of uncertainty in that – to see at which point we can actually get back to
normal. And it is plausible it could go further than that.”- https://www.independent.co.uk/news/uk/politics/coronavirus-uk-lockdown-end-latest-boris-johnson-a9432666.html
An applicant should provide make submissions on why a non-standard grant of less than 30 months is inapplicable. It should be explained why the circumstances of the case are not just unusual but can be distinguished to a high degree from other cases to the extent of justifying periods of leave of at least 30 months or more.
(12)REFUSAL AND RIGHT OF APPEAL
Guidance, Leave outside the Immigration Rules, states that where a human rights
claim has not been decided as part of the consideration, applicants
who apply for a grant of leave outside the Immigration Rules and are refused
will not have a right of appeal against the decision or an administrative
review of the decision.
An applicant should accompany the application with detailed arguments also focused on private and family life
grounds or Article 3 of the ECHR, where appropriate.
For those with children who cannot yet be considered qualifying children for the purposes of the Rules,( ie British children or children under 18years with 7years continuous residence in the UK) reliance can be placed on Guidance, Leave outside the Immigration Rules and Discretionary leave which state:
“In respect of children and those with children
The application of this guidance must take
into account the circumstances of each case and the impact on children,
or on those with children, in the UK. Section 55 of the Borders, Citizenship
and Immigration Act 2009 places an obligation on the Secretary of State to take
account of the need to safeguard and promote the welfare of children in the UK
when carrying out immigration, asylum and nationality functions.
In practice, this requires a consideration
to be made of the best interests of the child in every decision that has an
impact on that child. This is particularly important where the decision may result
in the child having to leave the UK, where there are obvious factors that
adversely affect the child, or where a parent caring for the child asks us to
take particular circumstances into account. All decisions
must demonstrate that the child’s best interests have been considered as a
primary, but not necessarily the only, consideration”.
Article 8 considerations can therefore be raised in
relation to non-qualifying children, setting out reasons why their removal from
the UK would be disproportionate.
For those who have been in the UK for less than 20 years, reference may be made to Paragraph 276ADE(1)(vi) of the Rules that there would be very significant obstacles to the applicant’s integration into the country to which he would have to go if required to leave the UK.
Home Office Policy
Guidance, Family life (as a partner or parent), private life and
Version 5.0, 10 December 2019, provides:
“Assessing whether there are ‘very
significant obstacles to integration into’ the country of return
Relevant country information
should be referred to when assessing whether there are very significant
obstacles to integration. You should consider the specific claim made and the
relevant national laws, attitudes and country situation in the relevant
country or regions…..”
Where the conditions in the country of return are such that at the point of return, there are continuing significant effects of the virus outbreak, then that may be put forward as a factor indicating very significant obstacles to reintegration in the country of return.
(13)LEAVE TO REMAIN – ARTICLE 3 MEDICAL CONDITION CASES
Article 3 of the ECHR deals with inhuman or degrading
treatment. An applicant relying on article 3 needs to show there are
substantial grounds to believe there is a significant risk of such treatment
(to a reasonable degree of likelihood) if they were returned to their country
Article 8 of the ECHR deals with respect for private
life, including a person’s moral and physical integrity. The consequences to an
applicant’s health of removing them from the UK could, in principle, engage
article 8, however, such cases are considered by the Home Office to be rare and that in most cases, it is
unlikely article 8 will add anything decisive to a claim under article 3 when
the same facts are relied on.
The Home Office position is also that there is no provision within the Immigration Rules for a person to remain in the UK to access, or to continue to access, medical treatment on the National Health Service (NHS). Such claims usually rely on article 3 and/or article 8 of the European Convention on Human Rights (ECHR).
The threshold set by Article 3 is very
In summary, the Home Office position is that as
regards Article 3 human rights claims on medical grounds, all cases have to
meet the ‘N’ threshold:
The applicant is gravely ill (at a critical stage of a
terminal illness and is close to death) and removing them from the UK would:
- deprive them of the treatment they are currently receiving, and
- sending them home to an early death in circumstances which would constitute a breach of article 3 of the European Convention of Human Rights (ECHR).
The Guidance on Discretionary leave, provides:
“3.2 Medical cases
In most circumstances, a person cannot
rely on Article 3 to avoid return on the basis that they require medical
assistance in the UK. The improvement or stabilisation in a person’s medical
condition resulting from treatment in the UK and the prospect of serious or
fatal relapse on expulsion (ie deportation or removal from, or a requirement to
leave, the UK) will not in themselves render expulsion inhuman treatment
contrary to Article 3.
The threshold set by Article 3 is very
high. To meet the threshold, a person will need to show that there are
exceptional circumstances in their case which militate against return. Taken
together, the relevant case law of D v United Kingdom  25 EHRR 423 and N
v SSHD  UKHL31 suggests that exceptional circumstances will arise when a
person is in the final stages of a terminal illness, without the prospect of
medical care or the support of family or friends or palliative care (ie relief
of the pain, symptoms and stress caused by a serious illness and the approach
of death) on return. The House of Lords’ decision in N was upheld by the
European Court of Human Rights in N v UK (2008) 47 EHRR 39, and recently
affirmed by the Court of Appeal in GS (India) & Ors v The Secretary of
State for the Home Department  EWCA Civ 40, in which Lord Justice Laws confirmed
the very high threshold, stating that the case-law suggested that the
‘exceptional’ class of case is ‘confined to deathbed cases’ (paragraph 66).
The test established by N and D requires
that caseworkers must make an assessment of whether the person’s illness has
reached such a critical stage (ie is a terminal illness and the person is close
to death) that it would amount to inhuman treatment to deprive them of the care
which they are currently receiving and send them home unless there is care available
there to enable them to live their final days with dignity. Of particular
relevance to this assessment will be whether:
• the person is critically ill at the
point of decision
• there is any treatment available in the
country of return (including palliative care)
• the person will be able to access such
treatment as is available (although the fact that they are unlikely to be able
to do so is not determinative)
• the person will have the support of
family or friends on return
Exceptional circumstances might in principle arise in other contexts, but the Courts have made clear that the threshold is very high. If the person’s condition or situation does not meet the Article 3 threshold, removal will not breach Article 3”.
Application procedure- medical condition
Article 3 applications are non-charged, with the
result that no Home Office application
fee or NHS Health surcharge is required to be submitted with the application,
however where completing Form (FLR (HRO)
on line, a fee waiver application should first have been applied for and
Home Office Guidance,
Human rights claims on medical grounds, version 6.0 Valid from 20 May 2014, provides:
“Applications by letter
You should normally reject applications
made by letter as invalid and send the applicant the appropriate application
form. However, you can accept the application as valid if the letter is
submitted with acceptable medical evidence which:
· confirms the claimant is gravely ill, and
· has only weeks to live (despite ongoing
treatment in the UK)
Charging: article 3 and article 8 ‘mixed
Where an applicant also cites other
articles of the European Convention of Human Rights (ECHR) as a reason of claim
(including article 8), you will need to decide if the article 3 claim
constitutes a genuine reason of claim, or if it is cited only to prevent the
applicant from paying a fee.
Provided article 3 is a genuine basis for
a claim, then the whole application (including consideration of any of the
other elements of the claim) will be uncharged. This does not mean the article
3 claim must be one which will succeed. However, you must think it has a
realistic prospect of success.
If you are concerned the article 3 claim
was included only so the applicant did not have to pay a fee you must discuss
this with your senior caseworker and get policy advice, see link on right:
Administrative operational policy.
In these circumstances only, it may be appropriate to refuse the article 3 claim, and request that the applicant make a further (charged) application for any other reasons”.
“Genuine” Article 3 medical condition cases may
therefore by submitted by letter without going via the online application route.
As noted above, in current circumstances, the Home
Office should be providing a designated email address to enable submission and prompt decision making.
The applicant should provide accurate and up-to-date medical evidence in support of their application. The focus of the evidence they provide must be on their current state of health. A medical report must be submitted and written and signed by a qualified health professional who must have seen the claimant in person. For this purpose, the definition of a qualified health professional is a Consultant working in the NHS in the relevant specialist subject. This person must be registered with the General Medical Council. The medical report must be printed on letter-headed paper showing the address and contact details of the hospital or National Health Service (NHS) trust and the name, telephone number and fax number of the Consultant.
Grant of leave- medical condition cases
If an application is successful, Discretionary leave
is granted outside of the Immigration Rules.
Guidance, Human rights claims on medical grounds, version 6.0 Valid from 20 May 2014,
states as follows as regards grant of leave where an Article 3 medical
condition case is successful:
“You may grant discretionary leave up to a
maximum of 30 months (2.5 years). However, the leave must not exceed:
· 30 months (2.5 years), and
· life expectancy by more than three
You can grant leave in line with the length of treatment if it is appropriate”.
Case of Paposhvili relaxes the test for
violation of Article 3 medical condition cases only to a very modest extent
The Court of Appeal in AM (Zimbabwe) & Anor v The
Secretary of State for the Home Department  EWCA Civ 64, considered two appeals which concerned the question of the operation of Article 3 of
the European Convention on Human Rights, applied as a Convention right in
domestic law under the Human Rights Act 1998, in relation to removal of foreign
nationals from the UK where they were suffering from serious illnesses( HIV and
The Court noted
that position in domestic law was
authoritatively settled in N v Secretary of State for the Home Department  UKHL 31;  2 AC 296.
The approach laid down by the House of Lords in that case was endorsed by the
Grand Chamber of the European Court of Human Rights (“ECtHR”) in N
v United Kingdom (2008) 47 EHRR 39.
A question arose in AM(Zimbabwe) whether
the test for application of Article 3 in this context should now be adjusted in
light of the further Grand Chamber judgment in Paposhvili v Belgium,
judgment of 13 December 2016;  Imm AR 867.
The Grand Chamber in Paposhvili set out the general principles governing cases of this kind at paragraphs 172 to 193. The Paposhvili test is set out at paragraph 183 of the judgement:
“183. The Court considers that the “other very exceptional cases” within the meaning of the judgment in N. v. the United Kingdom (§ 43) which may raise an issue under Article 3 should be understood to refer to situations involving the removal of a seriously ill person in which substantial grounds have been shown for believing that he or she, although not at imminent risk of dying, would face a real risk, on account of the absence of appropriate treatment in the receiving country or the lack of access to such treatment, of being exposed to a serious, rapid and irreversible decline in his or her state of health resulting in intense suffering or to a significant reduction in life expectancy. The Court points out that these situations correspond to a high threshold for the application of Article 3 of the Convention in cases concerning the removal of aliens suffering from serious illness”.
In AM(Zimbabwe) the Court of Appellant
considered the effect of the judgment in Paposhvili and
“37. I turn, therefore, to consider
the extent of the change in the law applicable under the Convention which is
produced by the judgment in Paposhvili, as compared with the judgments in D v
United Kingdom and N v United Kingdom. In my view, it is clear both that
para.  of Paposhvili, set out above, relaxes the test for violation of
Article 3 in the case of removal of a foreign national with a medical condition
and also that it does so only to a very modest extent.
38. So far as the ECtHR and the
Convention are concerned, the protection of Article 3 against removal in
medical cases is now not confined to deathbed cases where death is already
imminent when the applicant is in the removing country. It extends to cases
where “substantial grounds have been shown for believing that [the
applicant], although not at imminent risk of dying, would face a real risk, on
account of the absence of appropriate treatment in the receiving country or
lack of access to such treatment, of being exposed to a serious, rapid and
irreversible decline in his or her state of health resulting in intense
suffering or to a significant reduction in life expectancy” (para. ).
This means cases where the applicant faces a real risk of rapidly experiencing
intense suffering (i.e. to the Article 3 standard) in the receiving state
because of their illness and the non-availability there of treatment which is
available to them in the removing state or faces a real risk of death within a
short time in the receiving state for the same reason. In other words, the
boundary of Article 3 protection has been shifted from being defined by
imminence of death in the removing state (even with the treatment available
there) to being defined by the imminence (i.e. likely “rapid”
experience) of intense suffering or death in the receiving state, which may
only occur because of the non-availability in that state of the treatment which
had previously been available in the removing state.
39.There are a number of powerful indicators, including in the Grand
Chamber’s judgment itself, which support this interpretation of para.  and
the inference that the Grand Chamber only intended to make a very modest
extension of the protection under Article 3 in medical cases:
Article 3 is an unqualified right with a high threshold for its application
(see N v United Kingdom, para. , and also Paposhvili, para. );
Grand Chamber in Paposhvili seeks only to “clarify” the approach set
out in N v United Kingdom (see para. ), not to effect any major change to
what had been authoritatively laid down in that case; and
v) the Grand Chamber at para.  in Paposhvili, as well as using the rubric “other very exceptional cases”, which itself indicates how rarely the test in Article 3 will be found to be satisfied in medical cases, emphasised in the final sentence that it was still intending to indicate that there was “a high threshold for the application of Article 3” in medical cases. This echoes the point made by the Grand Chamber in para.  of N v United Kingdom, set out above, about the high threshold for application of Article 3”.
AM was considered
by the Court to have failed to satisfy
the test in paragraph 183 of Paposhvili because he has failed to
show that there were substantial grounds
to believe he faced a real risk of a serious and rapid decline in his health
resulting either in intense suffering (to the Article 3 standard) or death in
the near future if he was removed to Zimbabwe. He was HIV positive, but did not
yet have AIDS. He had adduced no medical report which stated that he was likely
to die soon if removed to Zimbabwe, even if he received no treatment at all; or
that he could not tolerate, without side-effects, any of the range of ARV
treatments available in Zimbabwe; or that, if the only ARV treatments available
to him in Zimbabwe are ones which would produce side-effects, those
side-effects would be so severe as the cost of keeping him alive that they
would constitute suffering at an intensity to bring his case within Article 3
according to the high threshold which applies in that regard. It was considered
by the Court of Appeal that AM’s case was not even as strong as that of the
applicant with AIDS in N v United Kingdom, which the Grand Chamber in Paposhvili
had affirmed was correctly decided.
AM appealed to the
Supreme Court where that Court was asked to consider whether to return him
to Zimbabwe would violate his right under Article 3 of the European Convention
on Human Rights not to be subjected to inhuman treatment by reason of his
medical condition, in light of the decision of the European Court of Human
Rights in Paposhvili v Belgium  Imm AR 867.
AM(Zimbabwe) was heard in the Supreme Court on 4 and December 2019 and a decision is expected within some weeks or months.
Paposhvilli test and Coronavirus
Court of Appeal in AM(Zimbabwe) considered that AM could not
satisfy the test in paragraph 183 of Paposhvili as set out above.
As of 9am on 30 March 2020, a total of 134,946 people had been tested in the UK, of which 112,805 were confirmed
negative and 22,141 were confirmed positive.
As of 5pm on 29 March 2020, 1,408 patients in the UK who tested positive for coronavirus (COVID-19) had died.
The World Health Organization provides daily Coronavirus disease (COVID-2019) Situation Reports for each Country- https://www.who.int/emergencies/diseases/novel-coronavirus-2019/situation-reports
The issue is whether an applicant would be able to place reliance on the “N”
test or the Paposhvilli test if to be returned to their country
of origin. The circumstances that were before the Supreme Court in December
2019 as per AM’s case are not those prevailing currently- they are much worse
and potentially affect a multitude of people subject to removal.
The pandemic shows why relaxation of the test in N is required if reliance on Article 3 is not to be rendered illusory.
In the event that the UK
may in a few weeks or coming near months be in a position to effect removals, the
conditions a person(whether diagnosed with the virus or not) would likely meet if removed to the country of
return are of significant concern.
Although the Home Office
might point to the risk of exposure currently existing also in the UK, if
however removals are not to be effected for some months, then the more reason
to grant the undocumented leave to remain outside the Rules so as to access vital
continued spread, severity, spectrum of disease, impact on the community in
relation to the virus outbreak will vary country by country.
An application for leave to remain on Article 3 grounds should provide the most up to date figures on how far the virus has spread across the country of return, the number of deaths arising from the virus, the numbers tested and diagnosed as having the virus, the number of those not tested but estimated to have the virus, the country of return’s response to the pandemic and the state of its health care system in response to the virus, etc. As per Paposhvilli principles, these consideration bring to the fore the following relevant paragraphs from that judgement:
“188. As the Court has observed above (see
paragraph 173), what is in issue here is the negative obligation not to expose
persons to a risk of ill-treatment proscribed by Article 3. It follows that the
impact of removal on the person concerned must be assessed by comparing his or
her state of health prior to removal and how it would evolve after transfer to
the receiving State.
189. As regards the factors to be taken
into consideration, the authorities in the returning State must verify on a
case-by-case basis whether the care generally available in the receiving State
is sufficient and appropriate in practice for the treatment of the applicant’s
illness so as to prevent him or her being exposed to treatment contrary to
Article 3 (see paragraph 183 above). The benchmark is not the level of care
existing in the returning State; it is not a question of ascertaining whether
the care in the receiving State would be equivalent or inferior to that
provided by the health-care system in the returning State. Nor is it possible
to derive from Article 3 a right to receive specific treatment in the receiving
State which is not available to the rest of the population.
190. The authorities must also consider
the extent to which the individual in question will actually have access to
this care and these facilities in the receiving State. The Court observes in
that regard that it has previously questioned the accessibility of care (see
Aswat, cited above, § 55, and Tatar, cited above, §§ 47-49) and referred to the
need to consider the cost of medication and treatment, the existence of a
social and family network, and the distance to be travelled in order to have
access to the required care (see Karagoz v. France (dec.), no. 47531/99,
15 November 2001; N. v. the United Kingdom, cited above, §§ 34-41, and the
references cited therein; and E.O. v. Italy (dec.), cited above).
191. Where, after the relevant information
has been examined, serious doubts persist regarding the impact of removal on
the persons concerned – on account of the general situation in the receiving
country and/or their individual situation – the returning State must obtain
individual and sufficient assurances from the receiving State, as a
precondition for removal, that appropriate treatment will be available and
accessible to the persons concerned so that they do not find themselves in a
situation contrary to Article 3 (on the subject of individual assurances, see
Tarakhel, cited above, § 120).
192. The Court emphasises that, in cases concerning the removal of seriously ill persons, the event which triggers the inhuman and degrading treatment, and which engages the responsibility of the returning State under Article 3, is not the lack of medical infrastructure in the receiving State. Likewise, the issue is not one of any obligation for the returning State to alleviate the disparities between its health-care system and the level of treatment existing in the receiving State through the provision of free and unlimited health care to all aliens without a right to stay within its jurisdiction. The responsibility that is engaged under the Convention in cases of this type is that of the returning State, on account of an act – in this instance, expulsion – which would result in an individual being exposed to a risk of treatment prohibited by Article 3”.
The Home Office should be formulating policy in
relation to considerations of medical condition cases and removals arising for
In the meantime however, affected applicants and those relatives or friends entrusted to care and support them, should consider submission of effective representations with supportive evidence for leave to remain on discretionary grounds.
There are likely to be persons without leave to
remain( or who hold leave to remain but need to switch ) who are caring for
relatives who are permanently resident here or are British citizens.
Chapter 17, section 2
of the Immigration Directorate Instructions deals with how UK Visas and
Immigration handles applications from carers – Section 2: carers
The United Kingdom’s position on carers and the ‘Care
in the Community’ policy stems from existing case law, particularly the case of
R v Secretary of State for the Home Department Ex parte Zakrocki.
The Carer’s Policy however stresses that UKVI and the Department of Health have consistently argued that the care in the community policy is not designed to enable people to stay in the UK who would otherwise not have leave to do so. Rather, leave should only be granted where it is warranted by particularly compelling and compassionate circumstances.
Leave to Remain – Carers for friends of a
sick or disabled person
Home Office policy is that applications for leave to
remain in order to care for a sick or disabled friend should normally be
refused. However, in an emergency (e.g. where the patient has suddenly fallen
ill and there is insufficient time to arrange permanent care or where there is
nobody else in the United Kingdom to whom the patient can turn) it may be
appropriate to grant leave.
Home Office Caseworkers are required to request written confirmation from the sponsor that the applicant is his/her friend. The sponsor will need to indicate how long he has known the applicant and will need to confirm that s/he agrees that the applicant can act as his/her carer. If this is not possible, Home Office caseworkers will need to request such confirmation from the sponsor’s relatives.
Consideration of the application
Application form FLR(HRO) can used to apply for leave to remain outside the Rules.
Whilst each case must be looked at on its individual
merits, when considering whether a period of leave to remain should be granted,
Home Office decision makers will consider the following:
• the type of illness/condition (this should be
supported by a Consultant’s letter); and
• the type of care required; and
• care which is available (e.g. from the Social
Services or other relatives/friends); and
• the long-term prognosis.
initial period of leave to remain
Where the application is
to care for a sick or disabled relative, the Carer’s Policy states that it will
normally be appropriate to grant leave to remain for 3 months on Code 3 (no
recourse to employment or public funds) outside the Rules.
The applicant is required
to be informed that leave has been granted on the strict understanding that during
this period arrangements will be made for the future care of the patient by a
person who is not subject to the Immigration Rules.
An extension of further leave should not be given unless there are wholly exceptional circumstances. Such circumstances could include where the sponsor is terminally ill and has no Social Services or family support available.
further leave to remain
Where an application is
received requesting a further period of leave to continue to care for a sick
relative or friend further detailed enquiries will be made by the Home Office
to establish the full facts of the case.
The applicant will be
required to produce the following:
• a letter from a
registered medical practitioner who holds an NHS consultant post with full
details of the condition/illness and long term prognosis; and
• a letter from the local
Social Services Department, where they are known to be involved, advising of
their level of involvement, the perceived benefits of the presence here of the
applicant, and an explanation as to why suitable alternative care arrangements
are not available.
• Any further evidence
that alternative arrangements for the care of the patient have been, or are
being, actively explored. For example, whether contact has been made with
voluntary services/charities to see if they can assist or whether the
possibility of private care has been costed and assessed. (a previous grant of
a 3 month extension should have been accompanied by a letter explaining that
the extension was granted to enable such arrangements to be made; and
• full details of the
patient’s family in the United Kingdom, the degree of relationship, and, if
applicable, details of how the patient was previously cared for and why these
arrangements are no longer considered suitable and/or are no longer available;
• details of the
applicant’s circumstances in his home country, such as whether he has a spouse
and children, the type of employment and other relevant family circumstances
(as a general rule a person seeking to remain in the United Kingdom on a long
term basis as a carer should normally be unmarried and have no dependants); and
• evidence that there are
sufficient funds available to maintain and accommodate himself/herself without
working or recourse to public funds.
An enquiry letter set out in Annex B of the Guidance can be used in cases where an applicant is applying for leave/further leave to remain on the basis that they are caring for a sick relative or friend. The letter’s questions are however not exhaustive and can be amended to fit the particular circumstances of the case.
Granting a further
period of leave to remain
In cases where there are
sufficient exceptional compassionate circumstances to continue the exercise of
discretion, leave to remain may be granted for up to 12 months at a time, on
Code 3 (no recourse to employment or public funds).
In wholly exceptional circumstances Code 1A (access to employment and public funds allowed) may be appropriate but the Guidance requires that such a decision must not be taken without the agreement of a Senior Caseworker. In all cases it must be made clear to the carer that the Home Office are acting exceptionally outside the Immigration Rules.
Home Office policy is that a carer will not normally qualify for settlement based on the time he has spent in the United Kingdom looking after a sick relative or friend unless he qualifies under the Immigration Rules relating to long residence or qualifies under some other category of the Rules. Indefinite leave to remain should be refused under Paragraph 322(1) of HC 395. Where an application for settlement has been received which falls for refusal, Home Office caseworkers will likely still consider whether further limited leave should be granted.
Where it has been decided
that the facts of the case do not merit a grant of leave to remain outside the
Rules, the application is likely to be refused under paragraph 322(1) of the
This refusal decision is
required to be sufficiently detailed to satisfy an applicant and the Tribunal,
should an appeal be lodged, that the application has been properly considered
in line with the terms of the Carer’s concession. Its contents will form the
basis of Home Office argument in any appeals explanatory statement or in the
event of a further legal challenge.
For those who submit in
time applications (i.e. the applicant still had valid leave at the time of
application) as a carer any decision to refuse will attract a limited right of
If an out of time application, (i.e. the applicant had no valid leave at the time of application) for leave to remain/further leave to remain as a carer is received, any decision to refuse will not attract a right of appeal.
Where someone is applying
for leave to remain to care for a person who is not settled in the UK (for
example, parents wishing to remain in the UK to care for their child while s/he
receives treatment) such applicants will likely be considered for Discretionary
Leave to Remain,
Applicants, who are
refused leave as a carer, would not normally qualify for Discretionary Leave.
The Carer’s Policy provides that under the Care in the Community arrangements, some patients may qualify for an Attendance Allowance from which they can pay for a person to care for them. Attendance Allowance is a tax-free benefit for people aged 65 or over who need help with personal care because they are physically or mentally disabled. The allowance is paid to the patient rather than the carer and therefore the carer would not be considered to be in receipt of public funds. If the patient is claiming other benefits and is using these to support and accommodate the carer, provided that the patient is not claiming any extra benefit for the carer this should not be considered as recourse to public funds unless the carer was to claim benefits in his own right.
(15)APPLYING TO LIFT THE NO RECOURSE TO PUBLIC FUNDS CONDITION
There are migrants who have been granted leave under
the private and family life route with no recourse to public funds who might be
experiencing financial or other hardship which may necessitate a need to resort
to pubic funds.
Paragraph 6 of the Immigration Rules provides the
mearing of “Public Funds”.
Home Office Policy
Guidance, Family life (as a partner or parent), private life and
Version 5.0, 10 December 2019,
sets out the criteria for the non-imposition or lifting of the no
recourse to public funds condition code.
Home Office decision makers exercise discretion not to impose, or to lift, the no recourse to public funds condition code only where the applicant meets the requirements of paragraph GEN.1.11A of Appendix FM or paragraph 276A02 of the Immigration Rules on the basis of the applicant:
• having provided satisfactory evidence that they are
destitute or there is satisfactory evidence that they would be rendered
destitute without recourse to public funds
• having provided satisfactory evidence that there are
particularly compelling reasons relating to the welfare of a child on account
of the child’s parent’s very low income
• having established exceptional circumstances in their case relating to their financial circumstances which, require the no recourse to public funds condition code not to be imposed or to be lifted
Home Office decision makers are required to consider all relevant
personal and financial circumstances raised by the applicant, and any evidence
of these which they have provided.
application form to be completed by those
granted leave subject to the condition, Request for a change of conditions of leave granted on
the basis of family or private life, requires the following to be submitted:
- The completed notification form;
- The applicant’ existing Biometric Residence Permit (BRP) (where relevant), and passport (including the Leave to Remain vignette where relevant);
- Documentary evidence that the applicant meets the policy on granting recourse to public funds.
The applicant should provide evidence of their
financial circumstances and living arrangements. This could include documents
Savings account statements
Information about level of the applicant’s rent and bills
Tenancy agreement or mortgage statement
Utility and other relevant bills
P45 / P60
Letter confirming employment (the person writing should state their position in
the company and provide contact details)
Letter from Local Authority confirming that support is being provided
Letter from registered charity or other organisation providing support
Letter from family or friends who are providing support
· Any letter confirming that the applicant or their spouse or partner is in receipt of public funds.
The applicant will need to explain what their current financial circumstances are, how
these may have changed, and how they are currently maintaining themselves.
The completed form, the BRP, passport, and
accompanying evidence of the applicant’s
financial circumstances need to be sent to:
PO Box 3468
Change of Conditions Request
PO Box 3468
The applicant does not need to pay a fee in order to
make a request for a change of conditions of leave granted on the basis of
family or private life.
If the applicant
meets the requirements for an amendment to the conditions of their leave to
allow recourse to public funds, the Home Office may send out a letter giving
information about enrolling biometric information. This is stated to be
required to done at a Service & Support Centre (SSC) for which they may
qualify for travel assistance.
Where the application
is successful, the applicant will be issued with a biometric residence permit
lifting the no recourse condition.
In current circumstances, once again, the Home Office should
be providing a designated email address to enable requests to be submitted,
processed and decisions made quickly.